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Award Disclosure:
2022, 2021, 2020 and 2019 Barron’s Top 1200
Barron’s “Top 1200 Financial Advisors,” March 2022, 2021, 2020 and 2019. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved. The rankings are based on data provided by over 4,000 individual advisors and their firms and include qualitative and quantitative criteria. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance is not an explicit component because not all advisors have audited results and because performance figures often are influenced more by clients’ risk tolerance than by an advisor’s investment picking abilities. The ranking may not be representative of any one client’s experience, is not an endorsement, and is not indicative of advisor’s future performance. Neither Raymond James nor any of its Financial Advisors pay a fee in exchange for this award/rating. Barron’s is not affiliated with Raymond James.
2022, 2021, 2020 and 2019 Barron’s Top Advisors – #1 in Rhode Island
Barron’s “Top 1200 Financial Advisors,” March 2022, 2021, 2020 and 2019. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved. The rankings are based on data provided by over 6,000 (for 2022) and 4,000 (for 2021, 2020 and 2019) individual advisors and their firms and include qualitative and quantitative criteria. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance is not an explicit component because not all advisors have audited results and because performance figures often are influenced more by clients’ risk tolerance than by an advisor’s investment picking abilities. The ranking may not be representative of any one client’s experience, is not an endorsement, and is not indicative of advisor’s future performance. Neither Raymond James nor any of its Financial Advisors pay a fee in exchange for this award/rating. Barron’s is not affiliated with Raymond James.
2022, 2021, 2020 and 2019 Barron’s Top 100 Independent Wealth Advisors
Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved. March 2022, 2021, 2020 and 2019. The rankings are based on data provided by over 6,000 (for 2022) and 4,000 (for 2021, 2020 and 2019) individual advisors and their firms and include qualitative and quantitative criteria. Data points that relate to quality of practice include professionals with a minimum of 7 years financial services experience, acceptable compliance records, client retention reports, charitable and philanthropic work, quality of practice, designations held, offering services beyond investments offered including estates and trusts, and more. Financial Advisors are quantitatively rated based on varying types of revenues produced and assets under management by the financial professional, with weightings associated for each. Investment performance is not an explicit component because not all advisors have audited results and because performance figures often are influenced more by clients’ risk tolerance than by an advisor’s investment picking abilities. Neither Raymond James nor any of its Financial Advisors pay a fee in exchange for this award/rating. Barron’s is not affiliated with Raymond James.
2019 Barron’s Hall of Fame
Barron’s Hall of Fame October 2019 is an award honoring a group of advisors who exemplify long-term success and commitment to their clients. Each member of the Hall of Fame has appeared in Barron’s annual Top 100 advisor rankings for 10+ years and their long-looking commitment to excellence is a hopeful example for the industry to follow. No compensation was given or received for acquiring the award.
2022, 2021, 2020 and 2019 Forbes Best in State Wealth Advisors
The Forbes ranking of Best-In-State Wealth Advisors (April 2022, February 2021, January 2020, February 2019) and developed by SHOOK Research is based on an algorithm of qualitative criteria and quantitative data. Those advisors that are considered have a minimum of 7 years of experience, and the algorithm weighs factors like revenue trends, AUM, compliance records, industry experience and those that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Out of 34,925 advisors nominated by their firms, 6,500 received the award (2022); 32,725 advisors nominated with 5,224 awarded (2021); 32,000 advisors nominated with 4,000 awarded (2020); 29,334 advisors nominated with 3,477 awarded (2019). This ranking is not indicative of advisor’s future performance, is not an endorsement, and may not be representative of individual clients’ experience. Neither Raymond James nor any of its Financial Advisors or RIA firms pay a fee in exchange for this award/rating. Raymond James is not affiliated with Forbes or Shook Research, LLC.
2022, 2021, 2020 and 2019 Forbes Top Wealth Advisors
The Forbes ranking of America’s Top Wealth Advisors (August 2022, 2021 and 2020 and September 2019,) developed by SHOOK Research, is based on an algorithm of qualitative and quantitative data, rating thousands of wealth advisors with a minimum of seven years of experience. Ranking algorithm is based on quality of practice, including: telephone and in-person interviews, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criteria because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC which does not receive compensation from the advisors or their firms in exchange for placement on the ranking. This ranking is not indicative of advisor’s future performance, is not an endorsement, and may not be representative of individual clients’ experience. Neither Raymond James nor any of its Financial Advisors or RIA firms pay a fee in exchange for this award/rating.
Client Lists:
The names included on this list include clients who utilize our services. It is not intended to reflect any endorsement by the client.
Third Party Websites:
We utilize third party service providers to provide certain tools and/or programs, some of which may be housed on a third-party server or on a website which has been independently developed by others. As such, while accessing this website you may be linked to such other third-party servers. Access to other websites or use of any third-party tools or programs on this website are subject to all terms and conditions found therein.
Links:
Links are being provided for information purposes only. Raymond James and Professional Planning Group are not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James and Professional Planning Group are not responsible for the content of any website or the collection or use of information regarding any website’s users and/or members.
Client Portals:
Some of the material on this website is password protected. This area is restricted to authorized users only. The users in these password protected areas are responsible for any use of their password and for maintaining its confidentiality.
General Disclosure:
As with any investment strategy, there is potential for profit as well as the possibility of loss. We do not guarantee any minimum level of investment performance or the success of any portfolio or investment strategy. All investments involve risk (the amount of which may vary significantly), and investment recommendations will not always be profitable. Past performance is not a guarantee of future results.
Additional information, including management fees and expenses, is provided on our Form ADV Part 2, available upon request or at the SEC’s Investment Advisor Public Disclosure site
